Fees may be charged for the services listed below.Additional or other fees may be applicable
to programs which are not listed here.
Your representative can provide information related to specific programs.
Services
Fees
Asset Management Account
Platinum (includes charge card)$125.00
StandardNo
Charge
Retirement Account
IRA Annual Maintenance Fee$40.00
IRA Termination Fee$95.00
Annual Inactive Account Fee
$65.00
UGMA Annual Inactive Account Fee
$30.00
ACAT Fee
(Account Transfer to another Brokerage Firm)
$95.00
Safekeeping Fee
$25.00 per security/year ($250.00 maximum)
Lost Certificates
$100.00 plus transfer bonding (generally 3% of Market
Value, but could be higher)
Confirm/Handling Fee
$4.00
Prepayments
Margin Interest Rate
Stop Payments
$25.00 per item
Returned Checks
$25.00 per item
Foreign Securities
Various fees may apply to any activity.Contact your representative for additional
information.
Wire Transfers
Domestic $20.00;International $35.00
Physical Certificate Issuance
$250.00 per security
Qualified Retirement Plans
Contact your Account Representative
Account Research & Document
Retrieval
$15.00 per hour, or $5.00 per document
Mutual Fund
Schedules
Load Funds
$25.00 charge for sale; No additional charge for
purchase
(Load fees apply)
No-Load Funds
$25 charge for both purchase and sale
Fund companies may have additional
costs associated with the purchase or sale of shares.
Please refer to the fund prospectus for additional information.
Stock Schedule ? Commission Matrix
100 shares or less
Stocks priced at less than $1
Principal
$0 - $200
=
17.5% of principal
+
$2.00
$200.01 - $1,000
=
13% of principal
+
$11.00
$1,000.01 - $5,000
=
8.5% of principal
+
$56.00
$5,000.01 - $10,000
=
7.5% of principal
+
$106.00
$10,000.01 and above
=
6.5% of principal
+
$206.00
Stocks priced equal or greater than
$1
Principal
$0 - $200
=
21.42% of principal
+
$2.00
$200.01 - $1,000
=
.89% of principal
+
$42.98
$1,000.01 - $2,500
=
2.17% of principal
+
$30.18
$2,500.01 - $7,500
=
1.6% of principal
+
$44.43
$7,500.01 - $20,000
=
1.44% of principal
+
$56.43
$20,000.01 - $30,000
=
1.08% of principal
+
$128.43
$30,000.01 and above
=
.64% of principal
+
$260.43
101 shares or
greater
Stocks priced at less than $1
Principal
PLUS,
FOR ORDERS OF 101 shsS OR GREATER
$0 - $200
=
17.5% of principal
+
$2.00
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$200.01 - $1,000
=
13% of principal
+
$11.00
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$1,000.01 - $5,000
=
8.5% of principal
+
$56.00
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$5,000.01 - $10,000
=
7.5% of principal
+
$106.00
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$10,000.01 and above
=
6.5% of principal
+
$206.00
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
Stocks priced equal or greater than $1
Principal
PLUS,
FOR ORDERS OF 101 shsS OR GREATER
$0 - $200
=
21.42% of principal
+
$2.00
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$200.01 - $1,000
=
.89% of principal
+
$42.98
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$1,000.01 - $2,500
=
2.17% of principal
+
$30.18
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$2,500.01 - $7,500
=
1.6% of principal
+
$44.43
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$7,500.01 - $20,000
=
1.44% of principal
+
$56.43
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$20,000.01 - $30,000
=
1.08% of principal
+
$128.43
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
$30,000.01 and above
=
.64% of principal
+
$260.43
+
First
500 shss add $.1082 per shs,
second 500 shss add $.0950 per shs,
and remaining shss add $.0781 per shs
Minimum
Commission
$60.00
PSA
Equities, Inc., incurs certain charges for the various
services provided by First Clearing, LLC. To offset some or all of
these charges, we may receive credits from First Clearing, LLC based upon
margin debit balances, free credit balances, and money market balances. Minimum
trade commission charges may be reduced or waived in some circumstances
For additional information,
please contact PSA Equities, Inc, 11311 McCormick Road, Hunt Valley,
MD21031
410 821-7766, or your account representative.
